The SEC and Other Federal Agencies Issue Joint Proposed Rules on Incentive-Based Compensation at Large Financial Institutions.

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  • Additional Information
    • Subject Terms:
      UNITED States
    • Subject Terms:
      UNITED States. Securities & Exchange Commission
    • Abstract:
      The article discusses the implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act by the U.S. Securities and Exchange Commission (SEC). It states that the proposed law impose restrictions on incentive-based compensation arrangements in the financial institutions. It also cites the risks of maintaining incentive-based compensation arrangements which could cause financial loss to the institutions.