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REGULATORY MONITOR: SEC Update.

• Authors : Cohen, Gary O.

Subjects: *FINANCIAL markets; MAJORITIESUNITED States. Securities & Exchange Commission

• Source: Investment Lawyer. Feb2024, Vol. 31 Issue 2, p30-33. 4p.

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LEADERSHIP AND POLICY: New policy initiatives and recently appointed or nominated DoD policy leaders.

Subjects: *LEADERSHIP; *SMALL business; *DEFENSE industriesUNITED States. Dept. of Defense ; UNITED States Air Force Academy

• Source: Defense Acquisition. Jul/Aug2023, Vol. 52 Issue 4, p64-65. 2p. 3 Color Photographs.

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Preparing for Year Two of Pay versus Performance Disclosures.

• Authors : Kesner, Mike¹; Sim, Ed²; Stradley, Ben³

Subjects: *PAY for performance; *DISCLOSURE; *MERGERS & acquisitionsUNITED States. Securities & Exchange Commission

• Source: Insights: The Corporate & Securities Law Advisor. Feb2024, Vol. 38 Issue 2, p7-8. 2p.

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CFPB Rule Increases Transparency in Small Business Lending.

Subjects: *LOANS; *SMALL business loans; *SMALL businessUNITED States. Consumer Financial Protection Bureau

• Source: Teller Vision. Jun2023, Issue 1550, p5-7. 3p.

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Does Your Nondisclosure Agreement Chill Would-Be SEC Whistleblowers? A Potentially $10 Million Question.

• Authors : Graham, Taylor¹

Subjects: *WHISTLEBLOWING; *NONDISCLOSURE; *WHISTLEBLOWERSUNITED States. Securities & Exchange Commission

• Source: Business Law Today. Jan2024, p38-39. 2p.

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Donald Trump gets a crack at a second US presidency.

• Authors : Sampson, Annette (AUTHOR)

Subjects: *TARIFF; *INTEREST rates; *FINANCIAL marketsREPUBLICAN Party (U.S. : 1854- )TRUMP, Donald, 1946-

• Source: Money (Australia Edition). Feb2023, Issue 263, p46-47. 2p. 1 Color Photograph.

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SECTION 1071'S MURKY FUTURE: Banking industry gears up for small business data collection rule amid lawsuits and uncertainty.

• Authors : Wilmes, Sam

Subjects: *COMMUNITY banks; *BANKING industry; *SMALL businessUNITED States. Consumer Financial Protection Bureau

• Source: Bank Beat Biz. Oct2023, Vol. 208 Issue 10, p14-17. 4p.

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SEC Charges Companies and Insiders for "Ongoing" Investigation of Beneficial Ownership Reporting Violations.

• Authors : La Grange, Josh¹; Erickson, Nathan M.¹

Subjects: *PUBLIC companies; *INSIDER trading in securities; *FINANCIAL marketsUNITED States. Securities & Exchange Commission

• Source: Insights: The Corporate & Securities Law Advisor. Dec2023, Vol. 37 Issue 12, p24-27. 4p.

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Market Statistics.

Subjects: *BOND prices; *FINANCIAL statistics; *TREASURY billsUNITED States. Dept. of the Treasury

• Source: Bond Buyer. 12/19/2023, Vol. 395 Issue 36028, p8-11. 4p. 1 Chart, 2 Graphs.

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Algorithmic Allegiances: Proposed SEC Rule to Regulate Conflicts of Interest in Technology.

• Authors : Fike, Rebecca ; Hill, Paul¹

Subjects: *CONFLICT of interests; *TECHNOLOGY; *INVESTORSUNITED States. Securities & Exchange Commission

• Source: Computer & Internet Lawyer. Nov/Dec2023, Vol. 40 Issue 10, p3-5. 3p.

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