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NATIONAL ORGANIZATION OF INVESTMENT PROFESSIONAS.

Subjects: *INVESTMENT advisors; PHOTOGRAPHS

• Source: Traders Magazine. Jun2011, Vol. 24 Issue 324, p54-55. 2p.

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Schumer Face Off with Cox.

• Authors : Chapman, Peter

Subjects: *INVESTMENT advisors; LEGISLATIVE hearings; UNITED States legislatorsUNITED StatesUNITED States. Securities & Exchange Commission...

• Source: Traders Magazine. Sep2007, Vol. 20 Issue 272, p66-70. 3p.

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ITG Finds 1-Percent Solution.

• Authors : Bresiger, Gregory

Subjects: *INVESTMENTS; *INVESTMENT advisors; *INVESTMENT analysisUNITED StatesINVESTMENT Technology Group Inc. 791004807 INVESTMENT Technology Group Inc. INVESTMENT Technology Group Inc. 791004807 791004807 INVESTMENT Technology Group Inc. 791004807 ITG

• Source: Traders Magazine. Jul2007, Vol. 20 Issue 269, p74-76. 3p.

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Money Managers Get More Internal Crossing.

• Authors : Chapman, Peter

Subjects: *INVESTMENT advisors; *PENSION laws; *RETIREMENT incomeUNITED StatesUNITED States. Dept. of Labor. Employee Benefits Security Administration

• Source: Traders Magazine. Apr2007, Vol. 20 Issue 266, p12-18. 2p.

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FAST TRACK.

Subjects: *STOCKBROKERS; *INVESTMENT advisors; *SECURITIES industryUNITED States

• Source: Traders Magazine. Jan2007, Vol. 20 Issue 262, p18-22. 3p.

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NATIONAL ORGANIZATION OF INVESTMENT PROFESSIONALS Annual Conference.

Subjects: *INVESTMENT advisors; *CONFERENCES & conventions; *SECURITIES industryWASHINGTON (D.C.)

• Source: Traders Magazine. Jun2006, Vol. 19 Issue 254, p78-81. 3p.

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U.K.'s Quasi-Unbundling May Influence U.S.

• Authors : Chapman, Peter

Subjects: *INVESTMENT advisors; *ASSOCIATION management; *INVESTMENT bankersUNITED States

• Source: Traders Magazine. Oct2005, Vol. 18 Issue 245, p16-18. 2p.

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Hedge Funds Must Comply Now!

• Authors : Hintze, John

Subjects: *INVESTMENT advisors; *HEDGING (Finance); *MUTUAL fundsUNITED StatesUNITED States. Securities & Exchange Commission

• Source: Traders Magazine. Mar2005, Vol. 18, p20-23. 4p.

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REALITY SETS IN: FUND COMPLIANCE AFTERSHOCKS.

• Authors : Curtis, Carol E.

Subjects: *MUTUAL funds; *INVESTMENT advisors; *SECURITIES tradingUNITED StatesUNITED States. Securities & Exchange Commission

• Source: Traders Magazine. Feb2005, p10-14. 3p.

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SEC Keeping a Closer Watch.

• Authors : Mehta, Nina

Subjects: *INVESTMENT advisors; LEGAL status of financial planners; FINANCIAL services policyUNITED StatesUNITED States. Securities & Exchange Commission

• Source: Traders Magazine. Mar2004, Vol. 17 Issue 222, p25-27. 3p.

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